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Inspection Detail
Inspection: 307627406 - Edward Jones
Inspection Information - Office: Dosh Seattle Service Location, Seattle, Wa
Inspection Nr: 307627406
Report ID: 1055320
Date Opened: 06/02/2004
Site Address:
Edward Jones
10020 Main St Suite 105
Bellevue, WA 98004
Mailing Address:
10020 Main Street, Suite 105 Attn: Mark Bolinger, Bellevue, WA 98004
Union Status: NonUnion
SIC:6211
NAICS: 523110/Investment Banking and Securities Dealing
Inspection Type: Complaint
Scope: Partial
Advanced Notice: N
Ownership: Private
Safety/Health: Health
Close Conference: 06/02/2004
Emphasis: L:Md
Case Closed: 11/30/2004
| Type | Activity Nr | Safety | Health |
|---|---|---|---|
| Complaint | 203940119 | Yes |
| Violations/Penalties | Serious | Willful | Repeat | Other | Unclass | Total |
|---|---|---|---|---|---|---|
| Initial Violations | 1 | 1 | ||||
| Current Violations | 1 | 1 | ||||
| Initial Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| Current Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| FTA Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| # | Citation ID | Citation Type | Standard Cited | Issuance Date | Abatement Due Date | Current Penalty | Initial Penalty | FTA Penalty | Contest | Latest Event | Note |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. | 01001 | Other | 80014005 | 07/20/2004 | 09/10/2004 | $0 | $0 | $0 | P - Petition to Mod Abatement |