Translate
Inspection Detail
Case Status: CLOSED
Inspection: 950186.015 - Wells Fargo Advisors, Llc
Inspection Information - Office: Tampa Area Office
Inspection Nr: 950186.015
Report ID: 0420600
Date Opened: 11/26/2013
Site Address:
Wells Fargo Advisors, Llc
1501 W. Swann Avenue
Tampa, FL 33606
Mailing Address:
1501 W. Swann Avenue, Tampa, FL 33606
Union Status: NonUnion
SIC:
NAICS: 522310/Mortgage and Nonmortgage Loan Brokers
Inspection Type: Complaint
Scope: Partial
Advanced Notice: N
Ownership: Private
Safety/Health: Health
Close Conference: 11/26/2013
Emphasis:
Case Closed: 06/16/2014
| Type | Activity Nr | Safety | Health |
|---|---|---|---|
| Complaint | 861979 | Yes |
Case Status: CLOSED
| Violations/Penalties | Serious | Willful | Repeat | Other | Unclass | Total |
|---|---|---|---|---|---|---|
| Initial Violations | 1 | 1 | ||||
| Current Violations | 1 | 1 | ||||
| Initial Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| Current Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| FTA Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| # | Citation ID | Citation Type | Standard Cited | Issuance Date | Abatement Due Date | Current Penalty | Initial Penalty | FTA Penalty | Contest | Latest Event | Note |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. | 01001 | Other | 19100145 A01 | 12/19/2013 | 01/09/2014 | $0 | $0 | $0 | Z - Issued |