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Inspection Detail
Inspection: 309905016 - Charles Schwab & Co., Inc.
Inspection Information - Office: Long Beach District Office
Inspection Nr: 309905016
Report ID: 0950635
Date Opened: 02/27/2007
Site Address:
Charles Schwab & Co., Inc.
21545 Hawthorne Blvd Suite 200 Pav B
Torrance, CA 90503
Mailing Address:
, , 00000
Union Status: NonUnion
SIC:6211
NAICS: 523999/Miscellaneous Financial Investment Activities
Inspection Type: Complaint
Scope: Complete
Advanced Notice: N
Ownership: Private
Safety/Health: Health
Close Conference: 03/14/2007
Emphasis:
Case Closed: 07/09/2008
| Type | Activity Nr | Safety | Health |
|---|---|---|---|
| Complaint | 78110178 | Yes | |
| Complaint | 78421435 | Yes |
| Violations/Penalties | Serious | Willful | Repeat | Other | Unclass | Total |
|---|---|---|---|---|---|---|
| Initial Violations | 1 | 1 | ||||
| Current Violations | ||||||
| Initial Penalty | $0 | $0 | $0 | $300 | $0 | $300 |
| Current Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| FTA Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| # | Citation ID | Citaton Type | Standard Cited | Issuance Date | Abatement Due Date | Current Penalty | Initial Penalty | FTA Penalty | Contest | Latest Event | Note |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. | 01001 | Other | 3203 A01 | 03/20/2007 | 04/17/2007 | $0 | $300 | $0 | 04/27/2007 | F - Formal Settlement | Citation has been deleted. |