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Inspection Detail
Inspection: 120083324 - Lpl Financial Services
Inspection Information - Office: Van Nuys District Office
Inspection Nr: 120083324
Report ID: 0950643
Date Opened: 08/23/1996
Site Address:
Lpl Financial Services
16255 Ventura Blvd., Suite 615
Encino, CA 91436
Mailing Address:
, , 00000
Union Status: NonUnion
SIC:6282
NAICS: 0
Inspection Type: Complaint
Scope: Complete
Advanced Notice: N
Ownership: Private
Safety/Health: Health
Close Conference: 08/23/1996
Emphasis:
Case Closed: 12/03/1996
| Type | Activity Nr | Safety | Health |
|---|---|---|---|
| Complaint | 76346659 | Yes |
| Violations/Penalties | Serious | Willful | Repeat | Other | Unclass | Total |
|---|---|---|---|---|---|---|
| Initial Violations | 1 | 1 | ||||
| Current Violations | 1 | 1 | ||||
| Initial Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| Current Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| FTA Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| # | Citation ID | Citaton Type | Standard Cited | Issuance Date | Abatement Due Date | Current Penalty | Initial Penalty | FTA Penalty | Contest | Latest Event | Note |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. | 01001 | Other | 3203 A01 | 09/24/1996 | 10/28/1996 | $0 | $0 | $0 | - |