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Inspection Detail
Inspection: 106183841 - Prudential Securities
Inspection Information - Office: Manhattan Area Office
Inspection Nr: 106183841
Report ID: 0215000
Date Opened: 01/30/1992
Site Address:
Prudential Securities
315 Hudson Street
New York, NY 10013
Mailing Address:
, , 00000
Union Status: Union
SIC:6289
NAICS: 0
Inspection Type: Complaint
Scope: Partial
Advanced Notice: N
Ownership: Private
Safety/Health: Health
Close Conference: 03/13/1992
Emphasis:
Case Closed: 05/28/1992
| Type | Activity Nr | Safety | Health |
|---|---|---|---|
| Complaint | 72776297 | Yes |
| Violations/Penalties | Serious | Willful | Repeat | Other | Unclass | Total |
|---|---|---|---|---|---|---|
| Initial Violations | 2 | 2 | ||||
| Current Violations | 2 | 2 | ||||
| Initial Penalty | $0 | $0 | $0 | $900 | $0 | $900 |
| Current Penalty | $0 | $0 | $0 | $900 | $0 | $900 |
| FTA Penalty | $0 | $0 | $0 | $0 | $0 | $0 |
| # | Citation ID | Citaton Type | Standard Cited | Issuance Date | Abatement Due Date | Current Penalty | Initial Penalty | FTA Penalty | Contest | Latest Event | Note |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. | 01001 | Other | 19030002 A01 | 03/18/1992 | 03/24/1992 | $0 | $0 | $0 | - | ||
| 2. | 01002 | Other | 19100020 D01 II | 03/18/1992 | 04/20/1992 | $900 | $900 | $0 | - |